This qualification assesses the understanding of the commercial and regulatory financial services environment, the role and legal obligations of regulated advisers and key concepts of risk and ethics.
This qualification assesses a knowledge and understanding of the UK regulation environment in the financial services industry, mortgage products, repayment options and the giving of mortgage advice.
The Diploma enhances knowledge in core areas such as regulation, investment principles, risk, taxation and personal financial planning using real-life scenarios to develop the essential skills to apply this technical knowledge in practice
My focus is the provision of independent wealth management for private clients and businesses. I offer holistic advice on all regulated investment, pension and life related business. I have access to a highly structured technology based processing system, which delivers an efficient, cost effective service proposition. At the heart of everything is my TCF (treating customers fairly) program. I will always communicate in a clear, fair and consistent manner, supplying honest, accurate and timely literature. .
The financial services industry has historically been rocked by bad practice. We do things that benefit our clients and not our advisers. We are a firm of IFAs that specialise in providing ethical, socially responsible, alternative and mainstream investments by making use of our excellent technology systems. We look to provide an individual service driven by the needs of each person which encourages client contact at all levels.
26 Higher Dunscar, Egerton, Bolton, BL7 9TE
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