This qualification assesses the understanding of the commercial and regulatory financial services environment, the role and legal obligations of regulated advisers and key concepts of risk and ethics.
The Diploma enhances knowledge in core areas such as regulation, investment principles, risk, taxation and personal financial planning using real-life scenarios to develop the essential skills to apply this technical knowledge in practice
This qualification assesses a knowledge and understanding of pension transfer options available and their implications, including income options, legislation and regulations impacting pension transfers, transitional issues as a result of different forms of protection, and the relationship between pension returns and options and investment and capital risk.
Being independent and able to search the entire marketplace for the best products, Max is able to ensure your financial position is secured both now and in the future.
Your personal situation and requirements change over time, as will the advice that he is able to provide as products, legislation and market conditions change. Max will offer to provide you with an ongoing review service and assessment after any initial advice is provided. This to ensure that plans continue to align with your requirements and circumstances.
For further information, please contact Max directly or request a call back.
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provided as thoroughly as possible,
it is your responsibility to ensure the adviser you choose is appropriate and regulated
for the business you are transacting.
Any decision to transact business is made by you on the basis of your own enquiries. To check that an adviser is regulated, you can contact the relevant regulatory or professional body.