Regent Financial Management

Independent Financial Adviser  1 Kilwardby Mews, Ashby de la zouch, Leicestershire, LE65 2FR
Regent Financial Management are Independent Financial Advisers in the East Midlands and we provide experienced advice bespoke to each individual client or company. Understanding your needs and aspirations and developing a close relationship is important.
We can advise you on
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Annuity purchase
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Pension consolidation
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Pension drawdown
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Pensions & divorce
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Pensions & retirement planning
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Pensions review
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Pensions transfer
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SIPPs
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Stakeholder
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Wealth management
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Ethical investments
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ISA / Unit Trusts / OEICs
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Investing for income
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Investment trusts
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OEICs
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Offshore investments
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Socially responsible investments
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Unit trusts
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Lump sum
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Capital gains tax
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Estate planning
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Income tax
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Taxation planning
Response rating
10/10
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FCA authorised
Last authorised 10th August 2020
Meet our advisers
Andrew Carley

This qualification assesses a knowledge and understanding of investment products and the application of the investment advice process.

This qualification assesses a knowledge and understanding of an ability to analyse financial protection planning issues.

This qualification assesses a knowledge and understanding of the UK taxation system, and the ability to analyse the taxation treatment of individuals and trusts during the investment advice process.

This examination assesses the candidate to develop in depth financial planning skills related to personal and corporate pensions.

This qualification assesses a knowledge and understanding of the financial services industry, including regulation, legislation and the Code of Ethics.

To achieve DipPFS individuals must achieve 140 credits. At least 80 credits must be at Diploma or AFPC level.

This qualification assesses a knowledge and understanding of an ability to analyse pension and retirement planning issues.

This exam accesses understanding of the financial services and their regulation.

This exam accesses understanding of protection, savings and investment products.

This exam accesses understanding of identifying and satisfying client needs.

Kerry Barnett

This qualification assesses a knowledge and understanding of investment products and the application of the investment advice process.

This qualification assesses a knowledge and understanding of the UK taxation system, and the ability to analyse the taxation treatment of individuals and trusts during the investment advice process.

This qualification assesses a knowledge and understanding of the financial services industry, including regulation, legislation and the Code of Ethics.

To achieve DipPFS individuals must achieve 140 credits. At least 80 credits must be at Diploma or AFPC level.

This qualification assesses a knowledge and understanding of an ability to analyse pension and retirement planning issues.

This qualification assesses a knowledge and understanding of the UK regulation environment in the financial services industry, mortgage products, repayment options and the giving of mortgage advice.

This exam accesses understanding of the financial services and their regulation.

This exam accesses understanding of protection, savings and investment products.

This exam accesses understanding of identifying and satisfying client needs.

What our clients say
I felt my existing adviser was not helping me achieve my financial aims and so I called in Andrew to help sort out my long term plan. He has professionally and successfully looked after me financially while I was running a substantial business and then into retirement. The trust that exists between us is a testament as to how he operates so much so that he is still running my funds today and I cannot imagine my journey without him.
Mr B Hunt, Bedford
Please note that I, Alan Palmer have no hesitation in recommending Regent F.M. for all manner of financial advice. It is very unlikely that you will find a better advisor anywhere and certainly, never more friendly.
Alan Palmer, Derby
Regent Financial Management have provided advice with regards to both personal wealth management and inheritance planning for the family. They have personable staff who are easy to deal with and provide a balanced view of the various financial products in the market place.
Mr G March, Leicestershire
Since my husband passed away Andrew has been most helpful to the family sorting out our financial investments in his usual approachable and competent manner.
Mrs C J Norton, East Midlands
About us

Whether its about retirement, a pension and investment portfolio, Inheritance tax Planning, business services or other assets our guidance and advice will be clear, concise and considered.

Our services

Our philosophy is to exceed clients expectations with a level of strategic thinking that enhances your future goals and objectives.

Where to find us
Head office address: 1 Kilwardby Mews, Kilwardby Street, Ashby-de-la-Zouch, Leicestershire, LE65 2FR
Preferred clients
Minimum wealth (income/assets)
£50,000
Minimum pension value
£50,000
Advice methods
  • phoneButton
    Telephone
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    Online (Live chat, video, email)
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    Face to face
Response rating
10/10
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FCA authorised
Last authorised 10th August 2020

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