This qualification assesses the understanding of the commercial and regulatory financial services environment, the role and legal obligations of regulated advisers and key concepts of risk and ethics.
This qualification assesses a knowledge and understanding of the UK regulation environment in the financial services industry, mortgage products, repayment options and the giving of mortgage advice.
The Diploma enhances knowledge in core areas such as regulation, investment principles, risk, taxation and personal financial planning using real-life scenarios to develop the essential skills to apply this technical knowledge in practice
To achieve the CertPFS (DM) and individual needs to pass 2 diploma units in Regulation and ethics and Discretionary Investment Management
We specialise in Investment, Retirement and estate planning, from the comfort of your own home, a nice relaxing coffee shop or our office based in Pontypridd town centre.
We treat each customer as an individual and take time to understand your goals and aspirations. We will give you a financial plan and detailed information on all your requirements. We encourage questions and ensure all our customers fully understand everything we do for them and any costs involved before proceeding.
1 Parc Bryn Derwen, Llanharan, Mid Glamorgan, Pontyclun, CF72 9TT
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