This qualification assesses a knowledge and understanding of the UK regulation environment in the financial services industry, mortgage products, repayment options and the giving of mortgage advice.
R01 - Financial Services, Regulation and Ethics (CII)
This qualification assesses a knowledge and understanding of the financial services industry, including regulation, legislation and the Code of Ethics.
MR Matthew Fretwell
MR James Dennett
MR Martin Seewoonarain
MR Chris D'Arcy
Independent Protection Adviser
MR William Bray
MR George Drameh
What our clients say
Now the dust has settled I thought I'd write to thank you and Kyle for dealing with me so calmly and professionally during the last few months. In retrospect trying to purchase three properties all completing within a few weeks of each other and trying to move into one of them was insane but with your help and guidance and Kyle's sterling work in the background with solicitors and mortgage companies everything worked out perfectly. All this and I instructed you at very short notice! I would recommend yourselves and your company without hesitation and if I am foolish enough to be persuaded by Ryan to buy another property I will, of course, once again, call upon your services.
Best Regards and many thanks
Yippee! Thank you so much Kyle - what good news. I am delighted. Thank you so much for all your hard work and for being so amazingly organized
and eficient, as well as very nice to deal with! With best wishes
Martin, Marcel, Thanks for the good news, also, many thanks for making this part of my house move such an easy process! I can see why your
business thrives on referrals and I will not hesitate in recommending you.
Dear Marcel, Thank you SO much! You have been so wonderfully supportive and communicative during this whole process! And apologies for all the
hassling emails!!!! All the best
Guys, all your help with the mess that was my finances has been so appreciated, I actually don’t stress over it anymore! With so many thanks as
always-don’t know what I would do without you!!
Dear James / Marcel, Whatever you have both done, it has worked as the mortgage advance came in when I only requested it yesterday or the day
before - amazing news for Sef! I’ve been very impressed with how you have been so hands on in this transaction as it is very rare to see that these
days – if the opportunity comes up to recommend I shall certainly think of you
Goli-Michelle Banan, Solicitor, London
AS FINANCIAL - SPECIALIST MORTGAGE AND PROTECTION ADVISERS
We are in the top 1% of independent mortgage brokers nationwide.
This means we have access to specialist lenders and exclusives from the high street, allowing our clients to get a great service and a great rate.
Using our expertise in all areas of lending, our clients receive a high level advice and implementation service.
With AS Financial, you won't just get your mortgage application processed thoroughly and efficiently, but you will also have access to a professional suite of mortgage experts and an expert progressing team who achieve your goals of property purchase.
AS Financial is proud to be a new breed of mortgage advisory business with a professional offering, friendly staff and advice focused corporate ethos.
AS Financial believes in an independent advice and service led proposition, meaning the client gets way more than a mortgage. They get support when they need it most, with guidance, not just through the minefield of mortgage rates but throughout the whole process of buying or re-mortgaging.
We are a team of friendly approachable staff that are here to deal with any query and help with any aspect within the property industry.
AS Financial has grown to be within the top 1% of mortgage brokers nationwide and is the trusted Adviser to a number of estate agents and developers.
Where to find us
Head office address: AS Financial, Elm House 10-16, Elm Street, Greater London, London, WC1X 0BJ
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provided as thoroughly as possible,
it is your responsibility to ensure the adviser you choose is appropriate and regulated
for the business you are transacting. Any decision to transact business is made by you on the basis
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To check that an adviser is regulated, you can contact the relevant regulatory or professional body.