This qualification assesses a knowledge and understanding of the UK regulation environment in the financial services industry, mortgage products, repayment options and the giving of mortgage advice.
The Diploma enhances knowledge in core areas such as regulation, investment principles, risk, taxation and personal financial planning using real-life scenarios to develop the essential skills to apply this technical knowledge in practice
This qualification assess a knowledge and understanding of the Financial Services environment, UK Financial Services and Regulation, the principles of investment, investment products, financial protection, retirement planning and investment advice knowledge.
I am a fully authorised and regulated Diploma qualified Financial Adviser based in Worcester, where I reside with my wife and 2 children. I have approximately 14 years’ experience in financial services, where I have gained extensive knowledge in a variety of areas within financial advice.
I offer an unbiased, friendly and professional service to meet the client’s needs and requirements. I am able to meet the clients in their own home or business on a 1st meeting basis with no obligation to find a suitable solution to meet the client’s needs.
Areas of speciality include pensions, retirement planning, investments, protection (personal & business), Wills & estate planning. Areas of advice outside of my scope can be referred to one of our other specialist advisers within the firm. This includes for example advice on mortgages, equity release and long-term care.
I operate from Worcester where I travel to see my existing and new clients in Worcestershire, Gloucestershire, Herefordshire, Stratford -Upon-Avon and Birmingham. These areas are not exhaustive, and I am willing to travel further if required and feasible to do so.
Listen to the clients needs and objectives in order to meet there expectations and goals in a sound a professional manner.
Your home may be repossessed if you do not keep up repayments on your mortgage.
Investments - We offer advice on limited types of Products. Primarily, we will advise you on Strategy Funds and the tax wrappers held on the True Potential Investments Wealth Platform. If the Platform does not have a product to meet your needs, we will broaden our research to other companies with products not available on the True Potential Wealth Platform. You may ask us for a list of those companies.
While unbiased.co.uk endeavours to verify the information
provided as thoroughly as possible,
it is your responsibility to ensure the adviser you choose is appropriate and regulated
for the business you are transacting.
Any decision to transact business is made by you on the basis of your own enquiries. To check that an adviser is regulated, you can contact the relevant regulatory or professional body.